As the football season was winding down, on January 4, 2017, the Financial Industry Regulatory Authority (FINRA) published its 2017 Annual Regulatory and Examination Priorities Letter. According to FINRA President and CEO, Robert Cook, this year’s… By: Sutherland Asbill & Brennan LLP
Article Link: http://www.jdsupra.com/legalnews/finra-is-ready-to-lace-up-and-focus-on-91789/