FINRA fines again target financial firms for failure to follow regs

The Financial Industry Regulatory Authority (FINRA) has, of late, been very aggressive in enforcing its regulations in the area of cybersecurity. FINRA took a strong stance on cybersecurity earlier this year when it fined a financial firm for failing… By: Thompson Coburn LLP

Article Link: http://www.jdsupra.com/legalnews/finra-fines-again-target-financial-11156/