Cybersecurity Still Top FINRA Operational Risk

On January 4, the Financial Industry Regulatory Authority (FINRA) published its annual Regulatory and Examination Priorities Letter providing firms with information about areas FINRA plans to review in 2017 as well as observations resulting from… By: Carlton Fields

Article Link: http://www.jdsupra.com/legalnews/cybersecurity-still-top-finra-42550/